Principles

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Architecture Principles: The Cornerstones of Enterprise Architecture

Enterprises, from small to large, evolve continuously. As a result, their structures are transformed and extended continuously. Without some means of control, such changes are bound to lead to an overly complex, uncoordinated and heterogeneous environment that is hard to manage and hard to adapt to future changes. Enterprise architecture principles provide a means to direct transformations of enterprises. As a consequence, architecture principles should be seen as the cornerstones of any architecture. In this book, Greefhorst and Proper focus on the role of architecture principles. They provide both a theoretical and a practical perspective on architecture principles. The theoretical perspective involves a brief survey of the general concept of principle as well as an analysis of different flavors of principles. Architecture principles are regarded as a specific class of normative principles that direct the design of an enterprise, from the definition of its business to its supporting IT. The practical perspective on architecture principles is concerned with an approach to the formulation of architecture principles, as well as their actual use in organizations. To illustrate their use in practice, several real-life cases are discussed, an application of architecture principles in TOGAF is included, and a catalogue of example architecture principles is provided. With this broad coverage, the authors target students and researchers specializing in enterprise architecture or business information systems, as well as practitioners who want to understand the foundations underlying their practical daily work.

Enterprise Architecture Principles as Values

Although Enterprise Architecture Principles (EAPs) are important parts of several Enterprise Architecture (EA) frameworks, there are difficulties in their derivation and use. As a foundation for a broader research in developing a set of generic EAPs, this paper aims to discover the notion of EAPs conceptually and to find a way of structuring them systematically. For this purpose, the variety in the definitions of EA is stated and a new definition is given to clarify its scope more precisely. Then different thoughts in the notion of EAPs are investigated to find their features and shortages. Finally, by introducing the concept of values, a new definition of EAPs as values is proposed. This definition leads to the use of the work done in the field of values and governance to investigate, tidy up and classify the existing principles.

Reinterpreting TOGAF’s Enterprise Architecture Principles Using a Cybernetic Lens

In the literature, there are many definitions of Enterprise Architecture (EA), but most of them have three items in common: elements, relationships and principles. Among these, principles represent an essential element in the definition of EA, and some researchers posit that they are the main element in this definition. However, despite the recent advances in defining enterprise architecture principles (EAPs), this notion is suffering from the lack of a theoretical foundation that provides a logical framework for defining them. Stafford Beer’s Viable System Model (VSM) and its application to IT governance, the Viable Governance Model (VGM), have shown to be comprehensive blueprints for designing viable organizations and IT governance arrangements, respectively. Similarly, in recent realizations of EA, the design of the whole organization, and not just the IT, is brought into consideration. Therefore, this paper aims to establish whether the laws and principles of cybernetics, especially those embodied in the VSM and the VGM, can provide a sound theoretical basis for deriving EA principles. This paper investigates the principles defined in the Open Group’s TOGAF based on the theoretical concepts drawn from the VSM/VGM and cybernetics more broadly. This investigation demonstrates that the principles in TOGAF can be derived from the laws and principles of cybernetics.